63|Part 2 of — 29 Bakumatsu Period History (幕末時代)

This chapter is a detailed part of Chapter 29, Bakumatu Period History.  Please read  Chapter 29 before reading this chapter.

0-timeline - size 24 Bakumatsu

                         The red circle above indicates the time we discuss in this section

The final period of the Edo period, roughly the Tenmei era (天明), from 1781 to 1868, is known as the Bakumatsu.  During this period, Japan’s economy started to stagnate.  

Several Tokugawa shoguns across generations attempted to implement financial reforms, each with some success, but none resolved the core economic problems.  

The Tokugawa Bakufu mainly tried to impose fiscal restraint on the government, forcing people to lead frugal lives and even banning small luxuries.  This only shrinks the economy and worsens the situation.  Additionally, they raised the prevailing interest rate, believing it might resolve the problem.  It was a typical non-economist solution.  The interest rate should be lowered in situations like this.  As a result, lower-level samurai became more impoverished, and farmers often revolted.  Additionally, many natural disasters affected agricultural areas.  The famous Kurosawa movie “Seven Samurai” was set around this time.  As we all know, “Magnificent Seven” is a Hollywood version of “Seven Samurai.”

Gradually, a small cottage industry emerged alongside increased farming productivity, led by local leaders.  Merchants became wealthier, and city residents grew richer.  However, the gap between the rich and the poor widened.  The problem of ronin (unemployed samurai) has become serious and almost dangerous to society. 

The Edo Towns-people’s Culture

During this time, novels were also written for everyday people, not just for the upper class.  In the past, paintings were associated with religion and were only accessible to the upper class.  Now, they are for the general public.  

The Bakumatsu period was a golden age for “ukiyo-e (浮世絵).”  Kitagawa Utamaro (喜多川歌麿1753-1800) was well-known for his portraits of women.  Katsushika Hokusai (葛飾北斎1760-1849) and Ando Hiroshige (安藤広重1797-1858) were famous for their landscape woodblock prints.  Maruyama Okyo (円山応挙) painted using European perspective techniques.  Katsushika Hokusai’s daughter also drew some of her paintings with perspective.  Her name is “Ooi, 応為. ”   Only a few of her works remain today.  It is said that even her genius father was surprised by her drawing ability. 

Although the number was small, some people learned Dutch. The Netherlands was one of only two countries allowed to enter Japan. These individuals translated a European medical book into Japanese using French and Dutch dictionaries, and they wrote a book titled “Kaitai Shinsho (解体新書).” Following this translation, books on European history, economics, and politics were translated. These books inspired new ideas and influenced intellectual thought. 

Schooling thrived in society.  Each feudal domain operated its own schools for the sons of the daimyo’s retainers. Townspeople’s children attended schools called terakoya (寺子屋: unofficial neighborhood schools) to learn reading, writing, and arithmetic.

Pressure from the Outside World

Although Japan was under the Sakoku policy (鎖国: national isolation policy), people were aware of events outside Japan.  Since the early 17th century, Russian messengers had come to Japan to demand trade (in 1792 and 1804).  In 1808, English ships arrived in Nagasaki.  In 1825, the Tokugawa bakufu ordered the firing of guns on any ships that came close to Japan.  In 1842, following England’s victory in the Opium War against the Qing dynasty, the Bakufu decided to supply foreign ships with food and fuel. They feared facing the same fate as the Qing.  In 1846, the U.S. sent a fleet commander to Japan to establish diplomatic relations, but the Bakufu refused.  The U.S. needed Japan to open its ports to get supplies of food, water, and fuel for its whaling ships in the Pacific Ocean. 

In 1853, Fleet Commander Perry* arrived at Uraga (浦賀: a port in Japan) with four warships, demonstrating American military power to open the country. The Tokugawa bakufu had no clear policy for handling such a situation and recognized that it was difficult to maintain the isolation policy any longer. 

In 1854, the “Japan-U.S. Treaty of Amity and Friendship” was signed.  After that, Japan made treaties with England, Russia, France, and the Netherlands.  This ended more than 200 years of Sakoku (the national isolation policy), and Japan opened several ports to foreign ships. 

However, these treaties caused many problems. The treaties were unfair, leading to shortages of everyday necessities; as a result, prices rose.  Also, a large amount of gold flowed out of Japan. This was due to differences in the gold-to-silver exchange rate  between Japan and Europe.  In Japan, the exchange rate was 1 gold coin to 5 silver coins, whereas in Europe it was 1 gold coin to 15 silver coins.

In addition to these issues, there were more problems: who should succeed the current shogun, Tokugawa Yesada (徳川家定), since he had no heir.  During this chaotic period, many feudal domains opposed one another, seeking a shogun whose political ideas aligned with their own.  Many conflicts had already led to major battles among the domains, and there were additional reasons for them to oppose the bakufu. 

Now, the foundation of the Tokugawa Bakufu has begun to fall apart.  The Choshu-han (Choshu domain) and the Satsuma-han (Satsuma domain) were the main forces opposing the Tokugawa bakufu.  At first, they opposed each other.  However, after several tense incidents, they decided to reconcile and work together against the Bakufu, realizing it was not the time to fight among themselves.  England, recognizing that the Bakufu no longer held much power, began to align more closely with the emperor’s side, whereas France sided with the Tokugawa.  England and France almost went to war over Japan.   

In 1867, Tokugawa Yoshinobu issued the “Restoration of Imperial Rule (Taisei Hokan, 大政奉還).”  In 1868, the Tokugawa clan vacated Edo Castle, and the Meiji Emperor moved in.  This site is now Kokyo (皇居: Imperial Palace), where the current Emperor resides. 

Many prominent political figures actively participated in the overthrow of the Tokugawa bakufu.  Among them are Ito Hirobumi (伊藤博文), Okubo Toshimichi (大久保利通), Shimazu Nariakira (島津斉彬), and Hitotsubashi Yoshinobu (一橋慶喜).   They established a new system of government, the Meiji Shin Seifu (明治新 ), with the emperor at its core.

Today, the original Edo-jo (Castle) was destroyed by a large fire. However, the original moat, the massive stone walls, and a beautiful bridge called Nijyu-bashi (二重 橋, below) still remain.  Large garden areas are open to the public.  This area is famous for its beautiful cherry blossoms.  The Imperial Palace is located in front of and within walking distance of the Marunouchi side of Tokyo Station.

Today, Japanese people enjoy historical dramas set during the Meiji Ishin (Restoration), and we often see these on TV and in movies. These stories feature Saigo Takamori (西郷隆盛), Sakamoto Ryoma (坂本龍馬), and the Shinnsen-gumi (新撰組). Although fictional, the film The Last Samurai is set during this period, featuring Saigo Takamori

66 koukyo

                Imperial Palace (From Wikimedia Commons, the free media repository ).  

*Perry

Commodore M.C. Perry visited Japan twice with four warships.  In 1853, he carried a sovereign diplomatic letter from the President of the U.S. The following year, he returned to demand a response to the letter.  After the expedition, Perry wrote a book about his journey, “Expedition of an American Squadron to the China Seas and Japan, Under the Command of Commodore M.C. Perry, United States Navy by Order of the Government of the United States.”   In this book, he describes Japan very favorably —its beautiful scenery, the ingenuity of its people, and the lively, active women — through his drawings.

 Although it was a long, tough negotiation between the Edo Bakufu and Perry, there were several enjoyable moments.  Perry gifted Japan a 1:4-scale model steam locomotive, a sewing machine, and more. The Japanese arranged a sumo match and offered gifts, such as silk, lacquerware, and other items.  The Japanese prepared elaborate banquets for the American diplomats, and Perry invited Japanese officials to his feast.  The highlight was when Perry served a dessert at the end of the dinner. Perry printed each guest’s family crest on a small flag and placed it on the dessert.

Before starting his expedition, he expected tough negotiations ahead.  Therefore, he researched what the Japanese would enjoy and found that they enjoyed parties a lot.  He brought skilled chefs and loaded the ship with livestock for future parties.  He entertained Japanese officials with whiskey, wine, and beer.  Initially, the U.S. wanted Japan to open five ports, while the Bakufu was willing to open only one.  Ultimately, both sides agreed to open three ports.

ja.wikipedia.org/wiki/黒船来航

ja.wikipedia.org/wiki/マシュー・ペリー

29| Bakumatsu Period History 1781 – 1868 (幕末歴史 )

 

0-timeline - size 24 Bakumatsu

The red circle above  indicate the time we discuss in this chapter

The Bakumatsu period is the last part of the Edo period in sword history. See the circle on the middle timeline above. However, political history does not divide the Edo and Bakumatsu periods, and there is no specific date that separates them.

The Azuchi-Momoyama period (安土桃山) falls between when Oda Nobunaga (織田信長) deposed Shogun Ashikaga Yoshiaki (将軍足利義昭) in 1573 until Tokugawa Iyeyasu became shogun in 1603, or when Tokugawa Iyeyasu defeated Toyotomi Hideyori (Hideyoshi’s son) during the Osaka Winter Campaign in 1615.  The Azuchi-Momoyama period was a brief era during which Oda Nobunaga (織田信長), Toyotomi Hideyoshi (豊臣秀吉), and Tokugawa Iyeyasu (徳川家康) engaged in intricate political struggles.  During this period, Japan experienced significant cultural and economic growth.  After a long period of war, the country was finally reunited and entered a peaceful period. 

The stories of Oda Nobunaga, Toyotomi Hideyoshi, and Tokugawa Iyeyasu are the most popular among the Japanese. These stories are often shown on TV programs and  movies. The Tokugawa family ruled Japan during the Edo period. 

The Tokugawa government was called the Tokugawa Bakufu.   Throughout the Edo period, the Tokugawa family’s direct descendants, usually the firstborn sons, became the shoguns.  However, the emperors co-existed at the same time.  Even though they did not hold political power, the imperial family still maintained imperial status.

The Edo period was peaceful. Unlike previous periods, there were no wars. Yet, later in the period, the long-lasting Edo period (which lasted about 260 years) became stagnant and began to show structural and financial problems in its rule. This is the Bakumatsu (幕末) time,  the final phase of the Edo bakufu 

In the previous chapter, Chapter 25, Edo Period History explained that the Edo bakufu closed the country to the outside world for most of that era.  The only place in Japan with access to foreign countries was Dejima in Nagasaki (the southern part of Japan).  During the Bakumatsu period, several European ships visited Japan, asking (more like demanding) that Japan open its ports to provide water and other supplies for whaling ships.  Also,  some countries sought to trade with Japan.   Those countries were England, Russia, America, and others.

In 1792, the Russian government sent an official messenger to Japan, demanding that Japan open its ports to trade.  In 1853, Commodore Perry from the U.S. arrived with four massive warships at the port of Uraga (浦賀: now in Kanagawa Prefecture) and demanded that Japan open its ports to water, fuel, and other supplies for  U.S. whaling ships. 

At the end of the Bakumatsu period, the Tokugawa bakufu faced political and financial difficulties in governing the country.  Also, intellectuals feared that Japan might face trouble, similar to that China faced during the Opium War (1839-1842) with England.  Pressures to open the country were building up.  It became evident that Japan could no longer keep the country closed.  At that time, Commodore Perry arrived at Uraga with four massive black warships and demanded that Japan open its ports.   These warships scared the Japanese and fueled the wave of anti-bakufu sentiment.    The Meiji Revolution was ready to happen, and Perry’s warships were the final push.

The Tokugawa bakufu signed treaties with several foreign countries and opened a few ports for trade.   The bakufu’s authority weakened, and Japan was divided into several political groups.  While they fought chaotically, the Meiji Restoration movement continued.  In 1868, the Tokugawa bakufu vacated Edo Castle in Edo (now Tokyo), and the Meiji Emperor moved in.  The Meiji Shin Seifu (Meiji’s new government) was formed, centered around the Meiji Emperor, and the Tokugawa bakufu came to an end. 

Commodore-Perry-Visit-Kanagawa-1854       File:Commodore-Perry-Visit-Kanagawa-1854.jpg      From ja.wikipedia.org/wiki/黒船 Public Domain

Commodore Matthew C. Perry’s visit of Kanagawa, near the site of present-day Yokohama on March 8, 1854. Lithography. New York: E. Brown, Jr.

26 |Over view of Shinto (新刀概要)

                                   
0-timeline - size 24 Shin-to
                           The circle indicates the subject discuss in this section 

The previous chapter 25 stated that the Edo period lasted from 1603 to 1868.  This is for political history.  The third timeline above shows that the Momoyama period overlaps with the Edo period.  Some people believe the Momoyama period was from 1573 to 1600. In general history, there are several opinions on how to divide these transitional periods.  For sword history, it is straightforward.  Swords made between approximately 1596 (慶長: Keicho era) and 1781 (天明: Tenmei era) are called shin-to.  Swords made between the Tenmei and Meiji eras are referred to as shin-to. 

After Toyotomi Hideyoshi nearly unified the country, the people could enjoy a period of peace.  This period of peace shifted the geographic distribution of swordsmiths. There were three main regions where sword forging took place.  These areas include Kyoto, Osaka, and Edo (Tokyo now).  The remaining swordsmiths gathered near the castles of major daimyo (大名: feudal lords).

Kyoto—- The Umetada Myoju (梅忠明寿) group thrived, followed by swordsmiths such as  Horikawa Kunihiro (堀川国広), Kunimichi (国路), Kunisada (国貞), and Kunisuke (国助).

Osaka——–Osaka was established as a commercial city and became the center of commerce.  It produced swords and distributed them to other regions across the country.  The well-known swordsmiths in Osaka: Tsuda Sukehiro (津田助広) and Inoue Shinkai (井上真改).

Edo————-Many swordsmiths gathered in Edo (江, now Tokyo), where Shogun Tokugawa Iyeyasu livedThe well-known swordsmiths in EdoNagasone Kotetsu (長曽祢虎徹), Yasutsugu (康継), Noda Hannkei (野田繁慶).

By the time Tokugawa Iyeyasu’s grandson, Tokugawa Iyemitsu, became shogun (寛永:Kan’ei era 1624 – 1643), swordsmiths had spread beyond the three areas mentioned above.  In each daimyo territory, swordsmiths operated shops near the castles to meet the needs of the daimyo and their subjects.  By the Genroku era (元禄: 1695), sword-making had declined, and people preferred more picturesque hamon designs, such as kikusui (菊水: flower design) and fujimi (富士見: Mount Fuji).

63 fuji sakura hamon
Fujimi                           Kikusui

Difference between Koto  and Shinto 

The following section describes the differences between Ko-to and Shin-to.   However, remember that there are always exceptions to these rules.

  1. The length of the shin-to katana is typically about two feet three inches ± a little.  The wakizashi is about one foot six inches.   Shallow curvature.  Wide width.  Thick body.   Gyo-no-mune.  Chu-gissaki with a slightly stretched appearance.

13 Mune drawing

  1. The ko-to sword feels light, while the shin-to feels heavy.
  2. The bottom of the hi is rounded above the machi. Shin-to’s bo-hi ends slightly below the yokote line.

27. Hisaki & marudome

  1. Generally, carvings are less common on shin-to. However, some swordsmiths are famous for their carvings.  The designs are refined and detailed.  Umetada Myoju (埋忠明寿) is well-known for his carvings.
  2. For shin-to, if it is mainly nie, it is usually a coarse nie.
  3. In the machi area, the hamon begins with a straight tempered line (the bottom part of the blade shown in the illustration below), followed by midare, or various types of hamon in the middle, and ends with suguha (straight hamon) in the boshi area (the top part).  Generally, this is the standard Hamon style of shin-to, but there are always exceptions. 

27 Keshou Yasuri & suguha

  1. For shin-to, the type of iron used for the blade is consistent throughout Japan.  A few variations of iron were used across Japan, with a very hard, dark color and a glossy look.
  2. The nakago has a well-balanced shape.  The bottom of the nakagotapers gradually.  The type of yasuri-me (file mark) is often a kesho-yasuri. Engraved inscriptions display the swordsmith’s name, location, province, and year of creation.

27 Keshou Yasuri & suguha